CFM is a premier boutique investment management law firm, providing top-tier, responsive, and cost-effective legal solutions for financial services matters.
San Francisco, CA
Joined June 2018
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The end of 2018 is fast approaching. CFM's End of the Year Update provides a synopsis of annual compliance and regulatory items, changes in management company and fund matters, and the evolving digital regulatory space. Read more at tinyurl.com/ybgfk8cf
Reminder- Bloomberg’s webinar The Naughty List is tomorrow! Learn about enforcement actions, fines, and corruption in the financial services industry from this past year, with a special look at funds in the crypto space. Register at: tinyurl.com/y7bh7ecn
Bloomberg’s final panel of 2018, The Naughty List, features highlights in enforcement actions, fines, and corruption from this past year, with a special look at funds in the crypto space. Register at: tinyurl.com/y7bh7ecn
Cole-Frieman & Mallon retweeted
G20 leaders declared that they would regulate crypto to mitigate financial crimes in a statement after this weekend's summit. ow.ly/myH830mQx1G
Cole-Frieman & Mallon retweeted
A new report from @KPMG on #Crypto focuses on why & how institutional investors should enter the #CryptoMarket, addressing both the challenges & benefits they may face ow.ly/oJfg50jO9jo
New blockchain deployments offer transparency and efficiency in a variety of industries-- from aviation to food source tracking. An exciting read for those interested in blockchain tech's diverse applications
Curious about blockchain deployments powered by Hyperledger technologies? New blog outlines 6 production deployments across a wide range of industries, like food supply, fine art, insurance, aviation & accounting: bit.ly/2FAtYbO
Cole-Frieman & Mallon retweeted
Our sister company, the @cyberlawreport, invites you to attend its complimentary webinar on Dec. 6 from 12-1pmEST. Join guests to discuss the provisions of the NY Department of Financial Services #Cybersecurity Regulation that are now in effect. Register: buff.ly/2reh0qe
Cole-Frieman & Mallon retweeted
Two Celebrities Charged With Unlawfully Touting Coin Offerings ow.ly/mGCs30mO41H
Reminder- our panel on "Operational Best Practices for Digital Asset Fund Managers" is tomorrow, Nov. 28th, from 7AM to 8AM PST. Register at bit.ly/OBP4DAF
Wishing everyone a happy and delicious #Thanksgiving from Cole-Frieman & Mallon LLP!
A helpful introduction to the New York BitLicense: hedgefundlawblog.com/new-yor…
Cole-Frieman & Mallon retweeted
Zimbabweans Use BTC to Pay for Food Hampers Amid Foreign Currency Crisis ift.tt/2Dz9UUD
Join us for a panel on “Operational Best Practices for Digital Asset Fund Managers” on Nov. 28th, now including presenter Lisa Roitman from Bloomberg Enterprise Services. Learn about operations, security, and compliance in the industry. Register here: bit.ly/OBP4DAF
Cole-Frieman & Mallon retweeted
Our guide to ICOs: sec.gov/ico
Cole-Frieman & Mallon retweeted
The SEC has put out a general statement on recent actions in the crypto space (by them) and what laws apply: sec.gov/news/public-statemen…. It’s not news but it may be of interest for people who want a general overview of recent American regulatory activity in this area. – at Toronto, Ontario
National Futures Association (NFA) to require disclosure of digital asset activities.
hedgefundlawblog.com/nfa-to-…
Cole-Frieman & Mallon retweeted
Swiss Crypto Exchange-Traded Product Launching Nov. 21, But It’s Not an ETF ift.tt/2S48sgX
Cole-Frieman & Mallon retweeted
Statement on digital asset securities issuance and trading from our Divisions of Corporation Finance, Investment Management and Trading and Markets ow.ly/XWgN30mEfwG
Cole-Frieman & Mallon retweeted
ICE move to natively-digital #blockchain-->many #WallStreet enterprise blockchain projects obsolete. via @ForbesCrypto forbes.com/sites/caitlinlong…