@jedhorowitz

Financial Cos. Editor, Reuters

 New York
Joined June 2011
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jed horowitz retweeted
Yo-Yo Ma
@YoYo_Ma13 Mar 2020
In these days of anxiety, I wanted to find a way to continue to share some of the music that gives me comfort. The first of my #SongsOfComfort: Dvořák – "Going Home” Stay safe.
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Brokerage firms and regulators are losing patience with advisors/wealth managers who can't save for their own retirements. @retirement @raymond james @morgan Stanley @Finra advisorhub.com/why-hiring-fi…

Why Hiring Firms Sometimes Say ‘No’ to Strong Producers

When an adviser has a pittance saved in his or her own retirement accounts alarms go off at Raymond James, while Lincoln Financial wants a detailed workout plan from advisers with financial difficu...

advisorhub.com
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Morgan Stanley appears to be distancing itself from @POTUS' tax stimulation. advisorhub.com/morgan-stanle…

Morgan Stanley to Give $1,000 Bonus to Lower-Tier Employees

CEO James Gorman and President Colm Kelleher give all U.S. employees making $150,000 or less a New Year’s gift (but wealth and asset managers need not apply).

advisorhub.com
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Morgan Stanley bares teeth after broker jumps to smaller firm. advisorhub.com/morgan-stanle…

Morgan Stanley Ties Hands of Broker Who Jumped After Protocol Exit—Sources

Sending a message about its ferocity in pursuing departed brokers, firm seeks and wins restraining order silencing a Florida broker who joined a competitor.

advisorhub.com
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Run, Don’t Walk Away From “Top Producers” by @isolaATI tonyisola.com/2017/10/run-do…

Run, Don't Walk Away From "Top Producers" - A Teachable Moment

Imagine paying the dues for NOT joining a fancy country club; banned from the premises and secluded from its perks. Sound crazy?  Introducing: “The Top Producers’ Club.” Brokers are eligible for this...

tonyisola.com
Goldman Sachs loses a key Amway connection. @Goldman @DeVos @BrokerProtocol @arbitration advisorhub.com/goldman-sachs…

Goldman Sachs Restricts Chicago Brokers from Calling Former Clients

Wins court order blocking duo who started an RIA from soliciting for 90 days.

advisorhub.com
DOL Fiduciary Rule is coming but brokers still scratching their heads. advisorhub.com/days-go-dol-r… @#FI360Conference @dol @#fiduciary rule

UPDATE: With Days to Go, DOL Rule Still Confounds Brokers

Industry executives from giant firms to midgets say they and their brokers are struggling with what’s to come two weeks before the fiduciary rule becomes effective.

advisorhub.com
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DOL Fiduciary Rule is coming but brokers firms still scratching their heads. @#FI360Conference @DOL @#fiduciary rule advisorhub.com/days-go-dol-r…

UPDATE: With Days to Go, DOL Rule Still Confounds Brokers

Industry executives from giant firms to midgets say they and their brokers are struggling with what’s to come two weeks before the fiduciary rule becomes effective.

advisorhub.com
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Pot of gold shrinks for brokers as @Merrill, @BankofAmerica @UBS retrench on recruiting. advisorhub.com/exclusive-mer…

EXCLUSIVE: Merrill to Halt Conventional Recruiting, Test Salary Plan

Merrill curtails expensive signing bonuses for veterans, pilots program to hire early-career brokers who are paid primarily through salaries rather than revenue-based payouts.

advisorhub.com
....and the forgotten link to that @Morgan Stanley snubs @Vanguard_FA story is: advisorhub.com/exclusive-mor…

EXCLUSIVE: Morgan Stanley Purges Vanguard Mutual Funds

In a game of chicken, big brokerage firms are prohibiting sale of products from the world’s fastest-growing fund company because it will not pay for shelf space.

advisorhub.com
Given the growing importance of fee transparency, can Danny M discuss reactions of staff/public to his no-tipping policy?
The woman Trump "credits" with pulling back the groundbreaking #fiduciary rule? advisorhub.com/trump-credits…

Trump Credits Missouri Congresswoman with Fiduciary Rule Review

Ann Wagner represents a congressional district in St. Louis, where Wells Fargo Advisors, Stifel Financial, Edward Jones and Scottrade have their headquarters.

advisorhub.com
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Trump fiddles with #fiduciary rule, but LPL stands by ban on "direct" mutual fund sales. #fiduciaryrule advisorhub.com/dol-firm-firm…
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Trump has view on DOL fiduciary rule that may not echo Scaramucci's disdain-aide. #MSUM16 advisorhub.com/trump-underst…

Trump Understands and Has Opinion on DOL Fiduciary Rule—Aide

Kellyanne Conway says the president-elect’s thinking may not track that of his outspoken adviser and fiduciary rule opponent Anthony Scaramucci.

advisorhub.com
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Trump Understands and Has Opinion on DOL Fiduciary Rule—Aide advisorhub.com/trump-underst…

Trump Understands and Has Opinion on DOL Fiduciary Rule—Aide

Kellyanne Conway says the president-elect’s thinking may not track that of his outspoken adviser and fiduciary rule opponent Anthony Scaramucci.

advisorhub.com
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Cetera crashes. advisorhub.com/breaking-cete…–Wires+and+RIAs+active–DD+Open+1&utm_medium=email&utm_campaign=11%2F15%2F16+Tuesday+6%3A00+pm
New U.S. bosses for UBS brokers. advisorhub.com/ubs-americas-…–Wires+and+RIAs+active&utm_medium=email&utm_campaign=6%2F7%2F16+Tuesday+9%3A00+am

UBS Americas’ Naratil on Verge of Major Management Revamp

New retail brokerage president expected to eviscerate regional structure; Texas private wealth executive left on Monday.

advisorhub.com
Aftershocks of BofA/Merrill merger never end. Merrill to Pay Withheld Comp and “Stay” Bonuses to Fired Brokers advisorhub.com/merrill-to-pa…

EXCLUSIVE: Merrill to Pay $13.6 Mln in Withheld Comp and “Stay” Bonuses to Fired Brokers

Merrill Lynch has agreed to pay $13.6 million to about 300 former brokers who were terminated “for cause” following Bank of America’s takeover.

advisorhub.com
Beware of Top Lists. Barron's best brokers flame out. advisorhub.com/special-repor… @advisorhubinc
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