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Ohio Securities Div.

@OHSecuritiesDiv

Ohio Department of Commerce - Division of Securities. Before making any investment, call our Investor Protection Hotline: 877-683-7841.

 https://ohio.gov/
recoverywithinreach.ohio.gov/for-advisers
Joined July 2017
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Scammers are using AI to make fraud harder to spot. This #NationalFinancialCrimeFighterDay, take a minute to learn the red flags: com.ohio.gov/divisions-and-p… #OhioSecurities
Hands holding a smartphone with floating icons representing technology and security concepts around a central circuit board labeled "AI.

ALT Hands holding a smartphone with floating icons representing technology and security concepts around a central circuit board labeled "AI.

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We’re kicking off the 2026 Ohio Securities Conference at @CWRU_Law! Division of Securities Commissioner Andrea Seidt and law school Dean Paul Rose open the day with remarks setting the stage for a full slate of discussion and insight. #OhioSecurities #EvidencetoAction
Ohio Division of Securities Commissioner Andrea Seidt addresses the attendees at the Ohio Securities Conference.

ALT Ohio Division of Securities Commissioner Andrea Seidt addresses the attendees at the Ohio Securities Conference.

Case Western Reserve University Dean Paul Rose addresses the attendees at the Ohio Securities Conference.

ALT Case Western Reserve University Dean Paul Rose addresses the attendees at the Ohio Securities Conference.

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Our final panel features Moderator Joseph S. Simms of Reminger Co., LPA, Elin B. Young of Ancora Advisors LLC, Nicholas T. Perini of Beese Fulmer Investment Management, and Frank Fantozzi of @plannedfinan about innovation & industry insights. #OhioSecurities #EvidencetoAction
Frank Fantozzi, in a blue suit, Elin B. Young in a dark jacket and white shirt, Nicholas T. Perini in a dark suit and white shirt and Joseph S. Simms, in a dark suit and light-colored shirt, sit at a desk. Above them is a screen with their names on it.

ALT Frank Fantozzi, in a blue suit, Elin B. Young in a dark jacket and white shirt, Nicholas T. Perini in a dark suit and white shirt and Joseph S. Simms, in a dark suit and light-colored shirt, sit at a desk. Above them is a screen with their names on it.

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We wrap the 2026 Ohio Securities Conference with closing thoughts from Commissioner Andrea Seidt. Thank you to all speakers and attendees! #OhioSecurities #EvidencetoAction
Andrea Seidt, in a dark top, stands in front of a microphone smiling.

ALT Andrea Seidt, in a dark top, stands in front of a microphone smiling.

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Older adults are often targeted by scammers using high‑pressure tactics and too‑good‑to‑be‑true investment offers. Learn how to spot and avoid these schemes: com.ohio.gov/divisions-and-p… #OhioSecurities
Close-up of hands typing on a laptop keyboard.

ALT Close-up of hands typing on a laptop keyboard.

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Ohio securities professionals: Get everything you need in one spot from licensing resources and rule updates to forms and more: com.ohio.gov/divisions-and-p… #OhioSecurities
Two people are holding pens and pointing at a document on a table, appearing to discuss or review its contents.

ALT Two people are holding pens and pointing at a document on a table, appearing to discuss or review its contents.

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It's almost time! Join us on October 23, 2026 at Case Western Reserve University for the Ohio Securities Conference as we help provide education, insight, networking opportunities, and more to participants in all facets of the securities industry. More information: com.ohio.gov/divisions-and-p… #OhioSecurities #OhioCommerce
A digital gavel over binary code with the text "Ohio Securities Conference: Evidence to Action." Below, details read "Cleveland, OH - October 23, 2026." Logos for Case Western Reserve University School of Law and the Ohio Department of Commerce Division of Securities are displayed.

ALT A digital gavel over binary code with the text "Ohio Securities Conference: Evidence to Action." Below, details read "Cleveland, OH - October 23, 2026." Logos for Case Western Reserve University School of Law and the Ohio Department of Commerce Division of Securities are displayed.

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Pursuing a securities license in Ohio? Understanding disqualifying offenses before you apply can save you time and money. Get the complete guide to take control of your finance career path. Learn more: bit.ly/42hxEYb
A stamp labeled "REJECTED" with an emblem of the Ohio Department of Commerce, Division of Securities, is placed above the words "Disqualifying Offenses For A Securities License.

ALT A stamp labeled "REJECTED" with an emblem of the Ohio Department of Commerce, Division of Securities, is placed above the words "Disqualifying Offenses For A Securities License.

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Join us on October 23, 2026 at Case Western Reserve University for the Ohio Securities Conference as we help provide education, insight, networking opportunities, and more to participants in all facets of the securities industry. More information: com.ohio.gov/divisions-and-p… #OhioSecurities #OhioCommerce
A digital gavel over binary code with the text "Ohio Securities Conference: Evidence to Action." Below, details read "Cleveland, OH - October 23, 2026." Logos for Case Western Reserve University School of Law and the Ohio Department of Commerce Division of Securities are displayed.

ALT A digital gavel over binary code with the text "Ohio Securities Conference: Evidence to Action." Below, details read "Cleveland, OH - October 23, 2026." Logos for Case Western Reserve University School of Law and the Ohio Department of Commerce Division of Securities are displayed.

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Cryptocurrency is largely unregulated and not insured like bank accounts. Be cautious when you buy, sell, or use crypto services. If an exchange fails or files for bankruptcy, you may face long delays and limited recovery. More information on how to stay safe, here: com.ohio.gov/divisions-and-p… #OhioSecurities #NationalCryptocurrencyMonth
A collection of golden coins featuring the Bitcoin logo, depicting the cryptocurrency symbol.

ALT A collection of golden coins featuring the Bitcoin logo, depicting the cryptocurrency symbol.

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🔐 Secure your future! Check out the Division’s main hub for licensing, enforcement, and investor protection resources to stay informed: com.ohio.gov/divisions-and-p…
A hand is touching a digital interface with a glowing lock symbol, surrounded by circuit lines and binary code, representing cybersecurity or data protection.

ALT A hand is touching a digital interface with a glowing lock symbol, surrounded by circuit lines and binary code, representing cybersecurity or data protection.

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💼 Calling all securities professionals! Lawyers, broker-dealer agents, investment advisers, compliance teams, and students -- this year’s Ohio Securities Conference offers direct engagement with top regulators, prosecutors, and industry experts. More information: com.ohio.gov/divisions-and-p… #OhioSecurities #OhioCommerce
A digital gavel over binary code with the text "Ohio Securities Conference: Evidence to Action." Below, details read "Cleveland, OH - October 23, 2026." Logos for Case Western Reserve University School of Law and the Ohio Department of Commerce Division of Securities are displayed.

ALT A digital gavel over binary code with the text "Ohio Securities Conference: Evidence to Action." Below, details read "Cleveland, OH - October 23, 2026." Logos for Case Western Reserve University School of Law and the Ohio Department of Commerce Division of Securities are displayed.

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New to raising capital? Begin here with an overview of Ohio’s securities laws for startups: com.ohio.gov/divisions-and-p… #OhioSecurities #OhioCommerce
A person smiling while placing an "OPEN" sign on the inside of a storefront window.

ALT A person smiling while placing an "OPEN" sign on the inside of a storefront window.

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Understand the Division’s mission and how it regulates and enforces securities laws: com.ohio.gov/divisions-and-p… #OhioSecurities #OhioCommerce
A person typing on a laptop with a digital overlay of a lock symbolizing cybersecurity. The background is a blurred indoor setting.

ALT A person typing on a laptop with a digital overlay of a lock symbolizing cybersecurity. The background is a blurred indoor setting.

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#NationalGrandparentsDay Older Americans are primary targets for scams and fraud. Visit our site to learn how to report elder financial exploitation: com.ohio.gov/divisions-and-p… #OhioSecurities #OhioCommerce
Two individuals are sitting close together, gently holding hands. One person is wearing a light blue shirt and a gold watch. The scene appears to be indoors, with sunlight coming through a window in the background.

ALT Two individuals are sitting close together, gently holding hands. One person is wearing a light blue shirt and a gold watch. The scene appears to be indoors, with sunlight coming through a window in the background.

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