Exploring the next generation of SPACs and the structural changes that will impact sponsors, investors, potential targets and foreign private issuers.
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Due to Hurricane Sandy, The DealFlow Conference will now be held on Tuesday, Dec. 18 at Marriott Marquis in NY tinyurl.com/cff63k6
Due to Hurricane Sandy, The DealFlow Conference will now be held on Tuesday, Dec. 18 at Marriott Marquis in NY tinyurl.com/cff63k6
Scott Schulman, Former President of Dow Jones Corporate Markets, Joins DealFlow Analytics - dealflow.com/news.cfm
Bowden Promoted to Deputy Direct of SEC's Office of Compliance Inspections and Examinations: Andrew Bowden has b... bit.ly/TLpLCE
OTC Markets Group Elects Ex-CEO of Amex, Columbia University Value Investing Academic to Its Board: OTC Markets ... bit.ly/P8GEma
SEC Charges Start-up Bio Defense Corp., Officers With Defrauding Investors in Boiler Room Scheme: Bio Defense Co... bit.ly/RBQErQ
China Specialist M. Ali Panjwani Joins Pryor Cashman as Partner: M. Ali Panjwani, formerly counsel at Pillsbury ... bit.ly/REd8ml
Alfred Little's Carnes Accuses Silvercorp of Paying for China Investigation of Researcher: Kun Huang was arreste... bit.ly/TzPU5A
Ex-Head of Private Capital at Cantor Fitzgerald Joins BerchWood Partners: Chris Hastings, the former head of the... bit.ly/TswIZ7
SEC's Proposed General Solicitation Rules May Be Costly, Stymie Solicitation. Attorney Says: The Securities and ... bit.ly/NUQaac
Bar Association Making New Push for Finders Rule: The American Bar Association's Private Placement Broker Task F... bit.ly/Q2gCyY
Direct Markets Calls Off Plan to Promote Lupowitz to CEO: Direct Markets Holdings (MKTS), the company that is tr... bit.ly/QYe70v
SEC Proposes General Solicitation Rules Without Strict Method For Verifying Investors: The Securities and Exchan... bit.ly/QyM78Z
Shell Excelsior Management Changes Hands For $50,000: Excelsior Management has purchased shell company Mirador I... bit.ly/QNIFSC
CapGen, Others Invest $50M in Preferred Convertible PIPE by Jacksonville Bancorp to Replenish Capital: CapGen Ca... bit.ly/QL24U0
Dates & Deadlines: The following is a list of important events coming up in the small cap financing market: The ... bit.ly/SvwKz2
SPAC JWC Completes $500M Merger With The Tile Shop: Special purpose acquisition company JWC Acquisition Corp. co... bit.ly/Src4rU
Lifting of General Solicitation Ban May Take Until After Election As SEC Delays Proposed Rules: The Securities a... bit.ly/OYC655
Companies Have Raised More Money in PIPEs This Month Than in Any August Since 2007: Publicly traded companies ha... bit.ly/Skg8Km
Penny Stock Distributor Sued by SEC: The Securities and Exchange Commission has filed a complaint against Yossef... bit.ly/SdHakW