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Securities Arbitration Alert

@SecArbAlert

The weekly online Alert offers the latest dispute resolution developments in the financial services field.

 Teaneck, NJ
secarbalert.com
Joined March 2014
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Photo by Securities Arbitration Alert (@SecArbAlert)Photo by Securities Arbitration Alert (@SecArbAlert)
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J.P. Morgan Loses $39.7 Million Arbitration Against Barred Financial Advisor barrons.com/advisor/articles… via @barronsadvisor

J.P. Morgan Loses $39.7 Million Arbitration Against Barred Financial Advisor

The company sought damages against Edward Turley, a former employee who was subject to more than a dozen customer complaints.

barrons.com
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Wells Ordered to Pay $300K in Investor Dispute - Financial Advisor IQ - goo.gl/alerts/BtcNuM #GoogleAlerts
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GoviEx Uranium Launches ICSID Arbitration Against Niger Over $343M Madaouela Project Dispute | GVXXF Stock News stocktitan.net/news/GVXXF/go…
GoviEx Uranium Launches ICSID Arbitration Against Niger Over $343M Madaouela Project Dispute

GoviEx Uranium Launches ICSID Arbitration Against Niger Over $343M Madaouela Project Dispute

GoviEx challenges Niger's withdrawal of mining rights for its flagship Madaouela uranium project, which had secured $200M+ in potential financing and promised 800 local jobs.

stocktitan.net
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40-year-old Boston BD closes doors after losing investor complaint - Investment News investmentnews.com/broker-de…
40-year-old Boston BD closes doors after losing investor complaint

40-year-old Boston BD closes doors after losing investor complaint

Ages Financial Services had about 60 financial advisors registered under its roof.

investmentnews.com
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Cryptocurrency Exchange Arbitration Agreement Found Unenforceable: Ontario Court of Appeal - goo.gl/alerts/SRPtH9 #GoogleAlerts

Cryptocurrency Exchange Arbitration Agreement Found Unenforceable: Ontario Court of Appeal

The Ontario Court of Appeal (the “Court”) in Lochan v. Binance Holdings Limited, 2024 ONCA 784, recently upheld a lower court decision dismissing a large cryptocurrency trading platform’s motion...

jdsupra.com
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California Gov. Newsom signs array of consumer protection bills - goo.gl/alerts/nJ7UWj #GoogleAlerts
California Gov. Newsom signs array of consumer protection bills

California Gov. Newsom signs array of consumer protection bills

California Gov. Gavin Newsom has signed legislation covering a range of consumer protection issues. The bills aim to “strengthen protections for

consumerfinancemonitor.com
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Appeals court denies en banc hearing in CFSA's challenge to CFPB's payday rule - goo.gl/alerts/M4ZifU #GoogleAlerts
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EEOC Says Anti-LGBT Harassment Claims are Covered under the Ending Forced Arbitration of Sexual Assault and Sexual Harassment Act lexology.com/library/detail.…
EEOC Says Anti-LGBT Harassment Claims are Covered under the Ending Forced Arbitration of Sexual...

EEOC Says Anti-LGBT Harassment Claims are Covered under the Ending Forced Arbitration of Sexual...

In an amicus brief filed before the Third Circuit, the EEOC has taken the position that claims of harassment based on gender identity and sexual…

lexology.com
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Ninth Circuit Refuses to Enforce Ticketmaster's Mass Arbitration Procedures Notwithstanding the Federal Arbitration Act consumerfinancemonitor.com/2…

Ninth Circuit Refuses to Enforce Ticketmaster’s Mass Arbitration Procedures Notwithstanding the...

We previously wrote about a California federal district court decision in Heckman v. Live Nation Entertainment that denied Ticketmaster’s motion to compel

consumerfinancemonitor.com
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Online dispute resolution needed a booster shot. This covid-era hack might be it livemint.com/industry/online…

Online dispute resolution needed a booster shot. This covid-era game-changer might be it. | Mint

The Union government is looking to include video conferencing in the next amendment of the Arbitration Act, among other proposals. This could change how small-value disputes and family matters are...

livemint.com
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Binance Can't Force Canadian Class Action Into Arbitration - Law360 - goo.gl/alerts/9N33Uj #GoogleAlerts
Binance Can't Force Canadian Class Action Into Arbitration - Law360

Binance Can't Force Canadian Class Action Into Arbitration - Law360

A Canadian appeals court has affirmed that cryptocurrency exchange Binance cannot force a proposed class action accusing it of illegally trading and distributing securities into arbitration in Hong...

law360.com
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Order Approving a Proposed Rule Change, as Modified by Partial Amendment No. 1, to ... - goo.gl/alerts/MPVxxu #GoogleAlerts
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Investor Attorneys Cry Foul After Finra Expunges UBS Rep's 29 Client Awards fa-mag.com/news/investor-adv…
Investor Attorneys Cry Foul After Finra Expunges UBS Rep's 29 Client Awards

Investor Attorneys Cry Foul After Finra Expunges UBS Rep's 29 Client Awards

A Finra arbitrator wiped complaints that led to $30 million in customer awards from the rep's record.

fa-mag.com
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FTC, DOJ and CFPB warn consumers about potential scams after natural disasters | Orrick, Herrington & Sutcliffe LLP - JDSupra jdsupra.com/legalnews/ftc-do…

FTC, DOJ and CFPB warn consumers about potential scams after natural disasters

On October 9, the FTC, DOJ and CFPB warned consumers about potential fraud and price gouging during natural disasters. According to the agencies, scammers often exploit weather emergencies to...

jdsupra.com
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Stifel Will Seek to Overturn ‘Windfall’ $14.3 Million Arbitration Award barrons.com/advisor/articles… via @barronsadvisor

Stifel Will Seek to Overturn ‘Windfall’ $14.3 Million Arbitration Award

The case is one among many pending actions involving a structured note strategy overseen by broker Chuck Roberts.

barrons.com
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When Did You Last Review Your Consumer Contracts? jdsupra.com/legalnews/when-d…

When Did You Last Review Your Consumer Contracts?

A CFPB Circular from June bears additional scrutiny from across the financial services spectrum. Despite most courts allowing “savings” clauses in contracts, the Consumer Financial Protection...

jdsupra.com
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Nikola awarded $165 million in arbitration proceeding with founder Trevor Milton msn.com/en-us/money/companie…
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lexology.com/library/detail.…
Time to Update Your Terms - AAA and JAMS Update Mass Arbitration Rules

Time to Update Your Terms - AAA and JAMS Update Mass Arbitration Rules

Finally addressing costly mass arbitration concerns, the American Arbitration Association (AAA) and Judicial Arbitration and Mediation Services…

lexology.com
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news.bloomberglaw.com/litiga…

Arbitration Motion in Papa John’s Fight With Marketer ‘Too Late’

The motion to arbitrate long-standing litigation over the departure of Papa John’s International Inc.'s founder was rejected because it came too late, a federal judge said.

news.bloomberglaw.com
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